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Jeff has successfully prosecuted claims against security broker/dealers and individual brokers who have mismanaged their client’s security accounts, retirement accounts and the like. Jeff also brings his years of experience as an arbitrator in the NASD and New York Stock Exchange arbitration forums.
In addition, Jeff has represented numerous broker/dealers and individual securities brokers in claims brought against them both by individuals as well as by the governmental industries which regulate the securities industry. Jeff has successfully defended brokers who have been unjustly charged with security offenses as well as those who have been sued by clients for allegedly mismanaging their funds